[2006] WASC 175



JURISDICTION                 : SUPREME COURT OF WESTERN AUSTRALIA
                               IN CHAMBERS

CITATION                     : BGC (AUSTRALIA) PTY LTD -v- PROFESSIONAL
                               PUBLIC RELATIONS PTY LTD & ANOR
                               [2006] WASC 175

CORAM                        : MASTER SANDERSON

HEARD                        : 9 JUNE 2006

DELIVERED                    : 16 AUGUST 2006

FILE NO/S                    : CIV 1263 of 2006

BETWEEN                      : BGC (AUSTRALIA) PTY LTD
                               Plaintiff

                                 AND

                                 PROFESSIONAL PUBLIC RELATIONS PTY LTD
                                 First Defendant

                                 PETER HARRIS
                                 Second Defendant




Catchwords:
Practice and procedure - Application for pre-action discovery - Turns on own
facts

Legislation:
Fair Trading Act 1987 (WA), s 10, s 68
Rules of the Supreme Court 1971 (WA), O 26A, O 26A r 3, O 26A r 3(4)(b)
Trade Practices Act 1974 (Cth), s 52, s 75B




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Result:
Discovery ordered

Category: B


Representation:

Counsel:
   Plaintiff                        :       Mr M C Hotchkin
   First Defendant                  :       Mr S G Leslie
   Second Defendant                 :       Mr S G Leslie

Solicitors:
   Plaintiff                        :       Hotchkin Hanly
   First Defendant                  :       Wilson & Atkinson
   Second Defendant                 :       Wilson & Atkinson



Case(s) referred to in judgment(s):

McCarthy v Dolpag Pty Ltd [2000] WASCA 106


Case(s) also cited:

Central Exchange Ltd v Anaconda Nickel Ltd [2001] WASC 128
Crofter Handwoven Harris Tweed Co Ltd v Veitch [1942] AC 435
Davis v Sagar Pty Ltd, unreported; SCt of WA; Library No 980443; 10 August
        1998
Exley v Wyong Shire Council, unreported; SCt of NSW; 9 December 1976
Global Intertrade Pty Ltd v Adelaide Festival Centre Trust, unreported;
        Fed Crt of A; 17 December 1998
Glowatzky v Insultech Group Pty Ltd (1997) 39 IPR 215
Hall-Gibbs Mercantile Agency Ltd v Dun (1910) 12 CLR 84
Hooper v Kirella Pty Ltd [1999] FCA 1584
Makita (Aust) Pty Ltd v Black & Decker (Australasia) Pty Ltd (1990) 18 IPR
        270; (1990) ATPR 41-030
Malouf v Malouf [1999] FCA 710


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Reader's Digest Services Pty Ltd v Lamb (1982) 150 CLR 500
St George Bank Ltd v Rabo Australia Ltd (2004) 211 ALR 147
Stewart v Miller [1979] 2 NSWLR 128
Tipperary Developments Pty Ltd v The State of Western Australia [1999]
       WASC 62; (1999) 21 WAR 250
Trade Practices Commission v Allied Mills Industries Pty Ltd (1980) 32 ALR
       570




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1       MASTER SANDERSON: This is the return of an originating summons

        seeking orders under O 26A r 3 which allows discovery to be ordered to
        identify a potential party to an action. To understand the nature of the
        application it is necessary to consider the facts in some detail.

2             The evidence in support of the application is to be found in an
        affidavit of Leonard Walter Buckeridge ("Mr Buckeridge") sworn
        21 March 2006. Mr Buckeridge is a Director of the plaintiff. The
        plaintiff carries on business in the building and construction industry and
        is also a supplier of building products and materials.

3            In 2005, the plaintiff entered into an agreement to sublease certain
        land currently leased by Westralia Airports Corporation Pty Ltd ("WAC")
        from the Commonwealth of Australia. The land is near the Perth
        International Airport. The plaintiff intends to construct a brick
        manufacturing plant on the land. It is a condition precedent to the
        sublease that the plaintiff obtains approval from the Minister for Transport
        and Regional Services of a Major Development Plan ("MDP"). A draft
        MDP was advertised on 29 August 2005. Mr Buckeridge says that he has
        been advised by WAC that obtaining Ministerial approval for an MDP
        involves a process that includes public consultation and seeking public
        comments after advertising the draft MDP. The MDP is also reviewed by
        both the Department of Transport and Regional Services and the
        Department of Environment and Heritage. Mr Buckeridge has been
        advised that the Minister takes into account the view of the Minister for
        the Environment regarding likely environmental impacts of any project.

4             At the time the sublease was executed Mr Buckeridge was advised
        that it was likely that approval for the MDP would take no more than six
        months.

5           The site of the proposed brickworks on the WAC land is within the
        Federal seat of Hasluck. Hasluck is held by the Liberal Party with a small
        majority and is what is known as a "marginal seat". Mr Buckeridge is
        aware that a number of parties oppose the construction of brickworks on
        the WAC land. One of the groups opposed to the project is known as
        Confederation of Affiliated Residents and Ratepayers of WA Association,
        WA Incorporated ("CARRA"). Mr Buckeridge is also aware that Boral
        Limited ("Boral") and its wholly owned subsidiary Midland Brick
        Company Pty Ltd ("Midland Brick") are opposed to the project. Boral is a
        competitor of the plaintiff in the production of building materials.
        Midland Brick is part of a duopoly of current brick manufacturers in
        Western Australia. The plaintiff through its building operations is the


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MASTER SANDERSON


        single biggest customer of Midland Brick. Difficulties in obtaining
        supply of bricks is one of the main reasons which has led the plaintiff to
        attempt to set up its own brickworks. Mr Buckeridge says that he believes
        that if the plaintiff ceased buying bricks from Midland Brick this would
        have a significant impact on that company's profits and that in turn would
        effect Boral.

6            On 17 October 2005, Mr Rod Pearce, the Chief Executive Officer
        and Managing Director of Boral wrote to both the Minister for the
        Environment and Heritage, Senator Ian Campbell and the Minister for
        Transport and Regional Services, Mr Warren Truss expressing concern
        about the construction of a brickworks on the WAC land by the plaintiff.
        A copy of that letter appears as part of annexure "LWB1" to
        Mr Buckeridge's affidavit. The letter urges the Ministers to refuse
        approval for the construction of the plaintiff's brickworks on the WAC
        land. A number of reasons are given for Boral's objection to the
        construction of the plaintiff's brick plant. One of these reasons is
        pollution likely to be occasioned by emissions from the plant. There are
        other reasons of a commercial nature advanced in opposition to the
        construction of the brickworks. But for present purposes it is important to
        note that reference is made to the environmental implications of the
        construction of the plant.

7             The plaintiff responded to the submissions of Boral and a copy of
        that response appears as annexure "LWB2" to Mr Buckeridge's affidavit.
        In addition to lobbying the Ministers directly Boral also retained the
        services of Crosby Textor, a firm of consultants that specialises in
        lobbying members of Parliament to advance a case. Crosby Textor have
        discharged their remit and appear to have lobbied extensively against
        construction of the brickworks. In response the plaintiff engaged its own
        lobbyists in Canberra to protect its position. The battle has been joined,
        and presumably, still rages.

8             Early in 2006, Mr Buckeridge became aware of a DVD entitled "A
        Brickwork In The Wrong Place" ("DVD"). The DVD states that it is
        authorised by CARRA. A copy of the DVD was provided as annexure
        "LWB5" to Mr Buckeridge's affadivit. It would appear that this DVD has
        been shown to various State and Federal politicians although whether it
        has been shown to these politicians by Crosby Textor is not clear. In his
        affidavit Mr Buckeridge says (at par 21):

              "The DVD contains allegations or inferences that:



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              (a)      The Plaintiff is immoral;

              (b)      The brickworks will produce emissions deadly to
                       residents;

              (c)      Aircraft will fly through a plume of deadly emissions;
              (d)      The building and the stack and dangerous to aircraft and
                       to residents (including the use of the phrase
                       'remember 9 ­ 11?');

              (e)      The Plaintiff's proposal endangers the health of children
                       at nearby schools;

              (f)      The brickworks will product quantities of Chromium 6, a
                       carcinogen, and so will pose a further health risk to local
                       residents;
              (g)      Emissions from the brickworks will increase death rates;
              (h)      The brickworks will damage environmentally sensitive
                       and significant areas;
              (i)      The development will involve the loss of or damage to
                       culturally significant areas and sites;
              (j)      The views expressed in the DVD are supported by or are
                       consistent with those held by Guildford Grammar School,
                       in that it had consented to its name being associated with
                       the production and distribution of the DVD."

9            Having watched the DVD I am satisfied that apart from par 21(a)
        what Mr Buckeridge says is in the DVD is in fact there. If it is not
        actually alleged that the plaintiff is immoral that is certainly the inference
        to be drawn from the emotive way in which the material is provided.
        Essentially the DVD focuses on the environmental implications of the
        construction of the brickworks and clearly is intended to persuade the
        viewer that the proposed construction should not go ahead.

10           Once Mr Buckeridge had seen the DVD he set about ascertaining
        who was responsible for its production. He telephoned CARRA. He
        spoke to a Mr Rob Greenwood ("Mr Greenwood) and asked who had
        authorised and produced the DVD. Mr Greenwood declined to answer.
        On 7 March 2006, Mr Buckeridge met with Ms Lesa Hinchliffe
        ("Ms Hinchliffe"). Ms Hinchliffe is the female presenter featured on the


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        DVD. Ms Hinchliffe told Mr Buckeridge that she was engaged by
        Mr Greenwood and was presented by him with a script for use in the
        DVD. Ms Hinchliffe was nervous about the contents of the script she was
        asked to deliver and she obtained an indemnity from CARRA to protect
        her position. She also required a disclaimer to be put at the end of the
        DVD saying that the views expressed therein were not necessarily those
        of the presenter.         Ms Hinchliffe advised Mr Buckeridge that
        Mr Greenwood told her to send her account to Professional Public
        Relations Pty Ltd, the first defendant, addressed to a person named
        Ms Rachel Stoffers ("Ms Stoffers"). Ms Hinchliffe received payment of
        her account from the first defendant.

11            Thereafter Mr Buckeridge attended upon the Hay Street offices of
        the first defendant. He met with the second defendant. The second
        defendant is the Managing Director of the first defendant. The second
        defendant told Mr Buckeridge that Mr Greenwood was not one of the first
        defendant's clients. Mr Buckeridge asked who had instructed his
        organisation to produce the DVD. The second defendant declined to
        answer. He also declined to tell Mr Buckeridge whether or not the first
        defendant had paid Ms Hinchliffe. The second defendant also said that
        Ms Stoffers, the Account Manager, was on maternity leave. The second
        defendant did admit that his office held a copy of the DVD. As
        Mr Buckeridge was departing the offices of the first defendant he noticed
        that the logo of Midland Brick was mounted on the wall of the foyer. A
        subsequent visit to the first defendant's website showed Midland Brick
        listed as a client. Mr Buckeridge's suspicions were aroused. He asked the
        second defendant whether Midland Brick had funded the DVD or any part
        of the first defendant's involvement in the matter. The second defendant
        refused to answer. The second defendant did undertake to speak with his
        client to see whether or not they were agreeable to being identified.

12           True to his word the second defendant did subsequently phone
        Mr Buckeridge. The second defendant said that he had discussed
        Mr Buckeridge's request for information with the co-owner of the first
        defendant and with its legal advisor. The second defendant advised that
        no further information would be forthcoming. Mr Buckeridge consulted
        his solicitors. On 10 March 2006 the solicitors wrote to the second
        defendant seeking identification of the party who had funded the DVD. A
        copy of that letter appears as annexure "LWB10" to Mr Buckeridge's
        affidavit. No response was forthcoming. This application was then made.

13          Mr Buckeridge alleges that the DVD contains false, misleading and
        defamatory allegations of and concerning the plaintiff. At this stage of the


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        proceedings it is not necessary to make any detailed assessment of the
        plaintiff's claim in any action it may bring against a potential party. It is
        sufficient if I note that having watched the DVD the plaintiff's claim that
        it has been defamed and the DVD contains misleading and deceptive
        information is arguable.

14          Order 26A r 3 allows discovery to identify a potential party.
        Relevantly the rule reads as follows:

              "(1) This Rule applies if a person who appears to have a cause
                   of action against a person ('the potential party') wants -

                       (a)       to commence proceedings against the potential
                                 party; or

                       (b)       to take proceedings against the potential party in
                                 the course of an action to which the person is a
                                 party,

                       but the person, after reasonable enquiries, has not been
                       able to ascertain a description of the potential party
                       sufficient for the purposes of doing so.
              (2)      If there are reasonable grounds for believing that another
                       person ('the non-party') had, has, or is likely to have had
                       or to have, possession of information, documents or any
                       object that may assist in ascertaining the description of
                       the potential party, the person may apply for an order
                       under this Rule."

15            These subrules set out a number of criteria that must be satisfied
        before an order for discovery can be made. First the rule applies only if a
        person appears to have a cause of action against another person and the
        person wants to commence proceedings against the potential party. As
        counsel for the defendants properly concedes it is not necessary for a
        plaintiff to establish that it has a prima facie case. It must only establish
        that it "appears to have a cause of action". In this case it is obvious that
        the plaintiff appears to have a cause of action against parties involved in
        the production of the DVD. (I emphasise again that I am making no
        findings in this regard ­ even prima facie findings). There is also no
        doubt that the plaintiff wants to commence proceedings. It is clearly
        outraged at what it regards as the blackening of its reputation. So these
        two criteria have in my view been satisfied. The defendants take issue on
        both of these criteria. First they say that no cause of action could lie


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        against the party or parties responsible for funding production of the
        DVD. They say that no cause of action arises under s 52 of the Trade
        Practices Act 1974 (Cth) or s 10 of the Fair Trading Act 1987 (WA)
        merely from funding production of a false or misleading DVD. Rather the
        plaintiff must establish that the party funding the DVD was involved in
        the contravention of s 52 (or s 10) as contemplated by s 75B of the Trade
        Practices Act (or s 68 of the Fair Trading Act). They say that there is no
        evidence before the Court to suggest that the party or parties funding the
        production of the DVD were so involved.

16            With respect that seems to me to put the test too high. Accepting
        that to be liable under s 75B of the Trade Practices Act, a party must be
        knowingly concerned in the breach of s 52, it is difficult to imagine that a
        party providing funding for production of a DVD of this nature would not
        know what was being produced. They would be remarkably naive if they
        did not. So in my view it is arguable a cause of action lies under the
        Trade Practices Act.

17            So far as the action and defamation is concerned the defendant says
        that the matters referred to in par 21 of Mr Buckeridge's affidavit are not
        capable of being defamatory of the plaintiff. Rather it is said that these
        allegations are made of brickworks generally. This is not the venue for a
        discussion on the arcane world of implications and their place in
        defamation proceedings. Nor could I conclude that no cause of action
        could arise from funding the production of a DVD because the cause of
        action depends on publication. Once again I am satisfied that the
        plaintiff's position is arguable.

18            The defendants also argued that the plaintiff had not established that
        it wanted to commence proceedings against the potential party. Frankly a
        reading of Mr Buckeridge's affidavit could not leave anyone in any doubt
        as to the plaintiff's intentions. On behalf of the defendants it was said that
        the fact that the plaintiff has not commenced proceedings against
        Ms Hinchliffe, CARRA, Mr Greenwood and others despite them being
        implicated in the production of the DVD is an indication that it does not
        want to commence proceedings against the potential party. With respect
        that does not follow. The plaintiff may have all sorts of reasons for not
        proceeding against others despite the fact that they may be implicated in
        any cause of action. It is for the plaintiff to determine who it will sue. In
        my view this criteria has not been satisfied.

19          Next it is necessary to consider whether reasonable inquiries have
        been made by the plaintiff in an effort to establish the description of the


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        potential party. In my view what has been done by the plaintiff is
        sufficient. There is not much more they could do. Clearly the defendants
        are the parties who know who funded the production of the DVD. The
        second defendant will not divulge the information. The first defendant is
        controlled inter alia by the second defendant. Where is the plaintiff to
        go? That criteria is then satisfied.

20            In all the circumstances then I am satisfied that the plaintiff has made
        out its case under O 26A r 3 and that discovery ought be ordered. The
        question is the extent of the discovery. Given the intrusive nature of a
        discovery order, any order made ought be no wider than is strictly
        necessary: see McCarthy v Dolpag Pty Ltd [2000] WASCA 106.
        Annexed to the originating summons is a schedule which sets out four
        categories of documents of which discovery is sought. In my view the
        schedule is more extensive than is necessary to allow the plaintiff to
        establish who funded production of the DVD. What I would be prepared
        to order is discovery of category 2. That is in the following terms:

              "Any books of record or account in which funds were provided
              to the Defendant either:

              (a)      on trust, to be dispersed in payment of expenses incurred
                       in the production of the DVD, showing from whom any
                       payments were received to be held on trust and to whom
                       such payments were made; or

              (b)      as payment of the Defendants' fees and reimbursement of
                       the Defendants' expenses.

              The documents include electronic journal entries and hard
              copies of bank statements and cheque butts."

21            As is generally the case in applications of this sort it may be that
        once discovery of these documents is given a further order will be
        necessary so as to allow the documents discovered to be put in context. I
        will therefore give liberty to apply. I will hear the parties as to the time
        within which discovery and inspection is to be provided.

22            There is one further matter which I should make reference. Under
        O 26A r 3(4)(b) it is open to the Court to make an order that a person
        attend personally to be examined in relation to the description of a
        potential party. Although it is not mentioned in the originating process,
        during the course of his submissions counsel for the plaintiff suggested
        that this may be a case where an order could be made requiring the second


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        defendant to attend for examination. Given the limited nature of the
        inquiry which has led to this application, the advantage of making an
        order directed against the second defendant that he attend for examination
        is obvious. So far as I am aware no such order has been made in the
        almost 10 years that O 26A has been operating. On balance I have
        concluded that it would be a better option to require discovery in the
        conventional way. That will provide the plaintiff with a more complete
        picture of how and by whom the DVD was funded.

23            I will hear the parties as to the form of order and as to costs.




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